Our Team

Adam Rock

Partner

I practice corporate and securities law, with a particular focus on the representation of emerging companies and the private funds that invest in and advise them.

I’m inspired by the accomplishments of my clients and colleagues, many of whom are at the cutting edge of their respective fields.

Education

University of Toronto, 2005, LL.B.

Call to the Bar

2006, Law Society of Alberta

Representative Work

  • A private consumer-electronics company in its C$3.1 million private placement of senior secured debentures to Canadian accredited investors (2019)
  • A private biotechnology company in its C$1.8 million private placement of common shares to Canadian accredited investors (2019)
  • A family office in its US$5.0 million investment in a U.S. clean-technology company (2019)
  • A private energy-services company in the C$2.5 million sale of assets to an industry competitor (2019)
  • CE Brands Inc. (TSXV:CEBI.P), a Capital Pool Company®, in its $0.5 million initial public offering of common shares (2019)
  • A private consumer-electronics company in its C$2.6 million private placement of common shares and warrants to Canadian and U.S. accredited investors (2019)
  • A private biotechnology company in its C$5.1 million private placement of common shares to Canadian accredited investors (2019)
  • A private consumer-electronics company in its HK$50.0 million cross-border acquisition of an industry competitor (2019)
  • A family office in its C$1.1 million investment in a U.S. mining and processing company (2019)
  • A private energy company in its C$20.0 million business combination with an industry competitor (2019)
  • A private energy-services company in the $8.6 million acquisition of substantially all of the assets of an industry competitor (2019)
  • A private clean-technology company in its C$2.0 million private placement of common shares and warrants to a venture capital fund (2019)

Memberships and Affiliations

  • Member, Canadian Bar Association
  • Member, Law Society of Alberta
  • Member, Association for Corporate Growth

Select Speaking Engagements

Presenter, “Confidentiality Agreements and Letters of Intent” Legal Education Society of Alberta: Buying & Selling a Business, Calgary, Alberta, December 3, 2019, and Edmonton, Alberta, December 10, 2019

Moderator, “The Role of Financial Advisors” Legal Education Society of Alberta: Buying & Selling a Business, Calgary, Alberta, December 3, 2019, and Edmonton, Alberta, December 10, 2019